Corporate insiders must sell company shares to meet financial goals but also need to avoid insider trading. A Rule 10b5-1 trading plan offers some protection. When you work at a public company, you ...

Changes are likely coming to SEC Rule 10b5-1, and with them, new litigation risks for corporate officers and directors. Rule 10b5-1 permits corporate insiders to establish stock trading plans that ...

A recent Securities and Exchange Commission (SEC) enforcement action charged two executives with insider trading violations despite the fact that the executives had adopted a purported 10b5-1 trading ...

Forbes contributors publish independent expert analyses and insights. Priya Huskins is an expert on D&O risk and corporate governance. As a public company CFO (or other officer or director), you’ll ...

As discussed in our March 3, 2023 post, the DOJ and SEC brought an insider trading case against the founder and former CEO and Executive Chairman of Ontrak, Inc. based upon the former executive ...